Published on in Vol 9 (2025)

Preprints (earlier versions) of this paper are available at https://preprints.jmir.org/preprint/73394, first published .
Examining the Relationship Between Assertiveness and Anxiety in First- and Second-Year US Medical Students

Examining the Relationship Between Assertiveness and Anxiety in First- and Second-Year US Medical Students

Examining the Relationship Between Assertiveness and Anxiety in First- and Second-Year US Medical Students

1School of Medicine, California University of Science and Medicine, 1501 Violet St, Colton, United States

2Medical Education, California University of Science and Medicine, United States

*these authors contributed equally

Corresponding Author:

Jonathan Shaw, BS




Confident and assertive physicians’ development is essential to effective patient care [Gutgeld-Dror M, Laor N, Karnieli-Miller O. Assertiveness in physicians’ interpersonal professional encounters: a scoping review. Med Educ. Apr 2024;58(4):392-404. [CrossRef] [Medline]1]. Medical training shapes students’ knowledge, skills, and interpersonal abilities, including confidence and assertiveness, which evolve throughout education [Ben Cherifa D, Saguem BN, Chelbi S, Braham A, Ben Nasr S, Ben Saad H. Predictors of assertive behaviors among a sample of first-year Tunisian medical students. Libyan J Med. Dec 2022;17(1):2095727. [CrossRef] [Medline]2]. Assertiveness influences clinical decision-making, patient communication, and professional success [Uy RC, Sarmiento RF, Gavino A, Fontelo P. Confidence and information access in clinical decision-making: an examination of the cognitive processes that affect the information-seeking behavior of physicians. AMIA Annu Symp Proc. Nov 14, 2014;2014:1134-1140. [Medline]3]. Further, assertiveness has been shown to improve feelings of anxiety, stress, and depression [Eslami AA, Rabiei L, Afzali SM, Hamidizadeh S, Masoudi R. The effectiveness of assertiveness training on the levels of stress, anxiety, and depression of high school students. Iran Red Crescent Med J. Jan 2, 2016;18(1):e21096. [CrossRef] [Medline]4]. Although literature confirms that training can improve assertiveness, factors that affect assertiveness and its gender-based differences have been underexplored in medical students, who face uniquely stressful hierarchical environments [Gutgeld-Dror M, Laor N, Karnieli-Miller O. Assertiveness in physicians’ interpersonal professional encounters: a scoping review. Med Educ. Apr 2024;58(4):392-404. [CrossRef] [Medline]1]. A better understanding of assertiveness and anxiety correlations can help educators tailor interventions to support students’ well-being and competence. To guide future curricular improvements, we investigate this relationship through the Simple Rathus Assertiveness Scale-Short Form (SRAS-SF) and the General Anxiety Disorder 7-item (GAD-7) assessment.


Participants and Recruitment

First-year and second-year medical students (n=120 and n=126, respectively) from a California allopathic school with a pass/fail curriculum completed an anonymous Google Forms survey from January 31 to February 29, 2024 (invited via institutional email). Submission of multiple responses was prevented via Google Forms’ single-response function. For study inclusion, students had to be in their preclinical years of the school’s Doctor of Medicine program; else, they were excluded. A convenience sample of 30 responses (23 and 7 responses from first-year and second-year medical students, respectively) was collected (Table 1).

Table 1. Descriptive statistics (responses: N=30).
Survey itemsValue
Demographics, n (%)
Which school year are you?
First year23 (77)
Second year7 (23)
What gender do you identify as?
Male13 (43)
Female17 (57)
SRAS-SFa,b score, median (IQR)
When I am eating out and the food I am served is not cooked the way I like it, I complain to the person serving it−2.00 (−2.25 to 1.00)
There are times when I look for a good strong argument1.00 (−2.00 to 2.00)
I try as hard in life to get ahead as most people like me do1.00 (0.50 to 2.00)
If a famous person were talking in a crowd and I thought he/she was wrong, I would get up and say what I thought−2.00 (−3.00 to −1.00)
If someone has been telling false and bad stories about me, I see him or her as soon as possible to “have a talk” about it1.00 (−2.00 to 2.00)
I complain about poor service when I am eating out or in other places−2.00 (−2.00 to −1.00)
If a couple near me in the theater were talking rather loudly, I would ask them to be quite or to go somewhere else and talk−1.00 (−2.25 to 1.00)
I am quick to say what I think0 (−1.00 to 1.00)
Most people stand up for themselves more than I do0 (−2.00 to 2.00)
At times I have not made or gone on dates because of my shyness−1.00 (−2.25 to 1.00)
If a person serving in a store has gone to a lot of trouble to show me something which I do not really like, I have a hard time saying, “No.”−1.00 (−2.00 to 1.25)
To be honest, people often get the better of me−1.00 (−2.00 to 1.00)
I do not like making phone calls to businesses or companies1.50 (0.25 to 2.00)
I feel silly if I return things I don’t like to the store that I bought them from−1.50 (−2.00 to 1.00)
If a close relative that I like was upsetting me, I would hide my feelings rather than say that I was upset−1.00 (−1.25 to 2.00)
I have sometimes not asked questions for the fear of sounding stupid2.00 (−1.25 to 2.25)
During an argument, I am sometimes afraid that I will get so upset that I will shake all over−2.00 (−3.00 to −0.50)
I often have a hard time saying, “No.”1.00 (−2.00 to 2.00)
When someone says I have done well, I sometimes just don’t know what to say1.00 (−2.00 to 1.25)
SRAS-SF total score−0.11 (−0.76 to 0.84)
GAD-7c,d assessment score, median (IQR)
Feeling nervous, anxious, or on edge1.00 (0.75 to 2)
Not being able to stop or control worrying0 (0 to 1.00)
Worrying too much about different things1.00 (0 to 2.00)
Trouble relaxing1.00 (0 to 2.00)
Being so restless that it’s hard to sit still0 (0 to 1.00)
Becoming easily annoyed or irritable1.00 (0 to 2.00)
Feeling afraid as if something awful might happen0.50 (0 to 1.00)
GAD-7 total score4.50 (2.00 to 11.25)

aSRAS-SF: Simple Rathus Assertiveness Scale-Short Form.

bSRAS-SF scoring: The SRAS-SF consists of 19 statements that participants indicate their agreement with, using a 6-point Likert-scale (−3=“very much unlike me”; 3=“very much like me”). Responses are averaged, resulting in total scores between −3 (less assertive) and 3 (more assertive).

cGAD-7: General Anxiety Disorder 7-item.

dGAD-7 scoring: The GAD-7 consists of 7 statements about anxiety symptoms, with participants indicating how often they experienced these symptoms within the last 2 weeks by using a 4-point Likert scale (0=“not at all”; 3=“nearly every day”). These scores are added together to determine anxiety severity: 0‐4 (minimal), 5‐9 (mild), 10‐14 (moderate), and 15‐21 (severe anxiety).

Measures

The survey included demographic questions (school year and gender), 19 SRAS-SF items [Jenerette C, Dixon J. Developing a short form of the simple Rathus assertiveness schedule using a sample of adults with sickle cell disease. J Transcult Nurs. Oct 2010;21(4):314-324. [CrossRef] [Medline]5], and the GAD-7. The SRAS-SF and GAD-7 were presented in separate, randomized sections.

Statistical Analysis

IBM SPSS Statistics 28.0.1.0 (IBM Corp) was used for analysis. Due to the small sample size (n=30), a Shapiro-Wilk test was used to assess if data were normally distributed [Mishra P, Pandey CM, Singh U, Gupta A, Sahu C, Keshri A. Descriptive statistics and normality tests for statistical data. Ann Card Anaesth. 2019;22(1):67-72. [CrossRef] [Medline]6]. Parametric (2-tailed independent samples t test and Pearson correlation) and nonparametric (Kruskal-Wallis test and Spearman correlation) statistical tests were used based on data distribution normality. Gender and school year were used as grouping variables.

Ethical Considerations

This study received ethical approval from the California University of Science and Medicine Institutional Review Board (approval: HS-2024‐03) on January 22, 2024. Informed consent for primary data collection and secondary analyses of the data was obtained from all participants. Participants received no compensation for participation.


The Shapiro-Wilk test indicated that SRAS-SF scores (P=.07) were normally distributed, while GAD-7 scores (P=.01) and all individual survey items (P<.05) were not normally distributed.

Per the Kruskal-Wallis test for examining differences between responses by school year and gender, first-year medical students were more likely to feel uncomfortable when returning purchases (P=.03), and female participants were more likely to ask loud theater couples to be quiet (P=.05). No differences in GAD-7 scores by school year (P=.67) or gender (P=.52) were noted.

As the overall SRAS-SF scores were normally distributed, an independent t test was used; it found no significant differences in SRAS-SF scores by school year (P=.95) or gender (P=.62).

A Pearson correlation revealed a strong negative correlation between SRAS-SF and GAD-7 scores (n=30, r=−0.624; P<.001; Figure 1).

Figure 1. Scatterplot of GAD-7 scores by SRAS-SF scores. This figure was generated by using SPSS, and it visualizes the line of best fit between the GAD-7 and SRAS-SF scores. The R2 value is 0.39, and the r value is −0.62, indicating a strong negative correlation between GAD-7 and SRAS-SF scores. GAD-7: General Anxiety Disorder 7-item; SRAS-SF: Simple Rathus Assertiveness Scale-Short Form.

Principal Findings

The differences between first-year and second-year medical students’ confidence toward returning purchases may reflect cohort-based personality variation. Female participants’ greater likelihood of addressing disruptive behavior may reflect gender differences in assertiveness, warranting further study on socialization and professional behaviors in medical education.

The strong negative correlation between assertiveness and anxiety aligns with research indicating medical students’ high anxiety levels [Kaiser H, Grice T, Walker B, Kaiser J. Barriers to help-seeking in medical students with anxiety at the University of South Carolina School of Medicine Greenville. BMC Med Educ. Jun 21, 2023;23(1):463. [CrossRef] [Medline]7], raising the possibility that greater assertiveness is linked to lower anxiety, though causality cannot be inferred [ElBarazi AS, Mohamed F, Mabrok M, et al. Efficiency of assertiveness training on the stress, anxiety, and depression levels of college students (randomized control trial). J Educ Health Promot. Jul 5, 2024;13:203. [CrossRef] [Medline]8]. To determine if assertiveness development mitigates anxiety, future studies should explore whether interventions targeting assertiveness influence students’ well-being. Given anxiety’s impact on academic performance and mental health, tailored strategies could help students in their training.

This study focuses on preclinical students, limiting applicability to clinical training or residency students. However, medical students face increasing anxiety due to high-stakes evaluations and residency match competitiveness [LaPaglia D, Robiner WN, Yozwiak JA, Brosig C, Cubic B, Leventhal G. A shortage of medical residency positions: parallels with psychology. Acad Psychiatry. Dec 2015;39(6):706-712. [CrossRef] [Medline]9,Lefebvre C, Hartman N, Tooze J, Manthey D. Determinants of medical specialty competitiveness. Postgrad Med J. Sep 2020;96(1139):511-514. [CrossRef] [Medline]10]. Larger longitudinal studies could clarify this relationship and better inform future interventions.

Limitations

Our small, single-institution sample limits generalizability and statistical power. Future studies should include multiple institutions to account for educational and cultural variations. Additionally, this study focuses on preclinical students, limiting relevance to clinical training or residency students.

Conclusions

Our findings support the existing literature and suggest that assertiveness is inversely associated with preclinical medical students’ anxiety [ElBarazi AS, Mohamed F, Mabrok M, et al. Efficiency of assertiveness training on the stress, anxiety, and depression levels of college students (randomized control trial). J Educ Health Promot. Jul 5, 2024;13:203. [CrossRef] [Medline]8]. Although confidence typically improves with training, faculty and administrators can implement proactive strategies and training to support students’ interpersonal and professional development. Future research should explore longitudinal trends to refine educational interventions that enhance assertiveness and mental well-being.

Acknowledgments

We thank Coretta Jenerette, PhD, RN, for permitting us to use the Simple Rathus Assertiveness Scale-Short Form (SRAS-SF).

Data Availability

The data used to support our conclusions were not acquired from a public repository. The raw data and statistical analyses can be accessed through openICPSR [Examining the relationship between assertiveness and anxiety in 1st and 2nd year US medical students. openICPSR. 2025. URL: https://www.openicpsr.org/openicpsr/project/221464/version/V2/view [Accessed 2025-06-13] 11].

Authors' Contributions

Conceptualization: J Shaw, JH, AL, KM, AEW, J Shin, VL, BP, CL, PB, AJ

Data curation: J Shaw

Formal analysis: J Shaw

Investigation: J Shaw, JH, AL, KM, AEW, J Shin, VL, BP, CL, PB, AJ

Methodology: J Shaw, AJ

Project administration: J Shaw

Supervision: AJ

Visualization: J Shaw, AL

Writing – original draft: J Shaw, JH, KM, AEW, J Shin, VL, BP, CL, PB

Writing – review & editing: J Shaw, JH, AL, AJ

Conflicts of Interest

None declared.

  1. Gutgeld-Dror M, Laor N, Karnieli-Miller O. Assertiveness in physicians’ interpersonal professional encounters: a scoping review. Med Educ. Apr 2024;58(4):392-404. [CrossRef] [Medline]
  2. Ben Cherifa D, Saguem BN, Chelbi S, Braham A, Ben Nasr S, Ben Saad H. Predictors of assertive behaviors among a sample of first-year Tunisian medical students. Libyan J Med. Dec 2022;17(1):2095727. [CrossRef] [Medline]
  3. Uy RC, Sarmiento RF, Gavino A, Fontelo P. Confidence and information access in clinical decision-making: an examination of the cognitive processes that affect the information-seeking behavior of physicians. AMIA Annu Symp Proc. Nov 14, 2014;2014:1134-1140. [Medline]
  4. Eslami AA, Rabiei L, Afzali SM, Hamidizadeh S, Masoudi R. The effectiveness of assertiveness training on the levels of stress, anxiety, and depression of high school students. Iran Red Crescent Med J. Jan 2, 2016;18(1):e21096. [CrossRef] [Medline]
  5. Jenerette C, Dixon J. Developing a short form of the simple Rathus assertiveness schedule using a sample of adults with sickle cell disease. J Transcult Nurs. Oct 2010;21(4):314-324. [CrossRef] [Medline]
  6. Mishra P, Pandey CM, Singh U, Gupta A, Sahu C, Keshri A. Descriptive statistics and normality tests for statistical data. Ann Card Anaesth. 2019;22(1):67-72. [CrossRef] [Medline]
  7. Kaiser H, Grice T, Walker B, Kaiser J. Barriers to help-seeking in medical students with anxiety at the University of South Carolina School of Medicine Greenville. BMC Med Educ. Jun 21, 2023;23(1):463. [CrossRef] [Medline]
  8. ElBarazi AS, Mohamed F, Mabrok M, et al. Efficiency of assertiveness training on the stress, anxiety, and depression levels of college students (randomized control trial). J Educ Health Promot. Jul 5, 2024;13:203. [CrossRef] [Medline]
  9. LaPaglia D, Robiner WN, Yozwiak JA, Brosig C, Cubic B, Leventhal G. A shortage of medical residency positions: parallels with psychology. Acad Psychiatry. Dec 2015;39(6):706-712. [CrossRef] [Medline]
  10. Lefebvre C, Hartman N, Tooze J, Manthey D. Determinants of medical specialty competitiveness. Postgrad Med J. Sep 2020;96(1139):511-514. [CrossRef] [Medline]
  11. Examining the relationship between assertiveness and anxiety in 1st and 2nd year US medical students. openICPSR. 2025. URL: https://www.openicpsr.org/openicpsr/project/221464/version/V2/view [Accessed 2025-06-13]


GAD-7: General Anxiety Disorder 7-item
SRAS-SF: Simple Rathus Assertiveness Scale-Short Form


Edited by Javad Sarvestan; submitted 03.03.25; peer-reviewed by Anton Andricioaei, Taras Kotyk; final revised version received 27.05.25; accepted 29.05.25; published 20.06.25.

Copyright

© Jonathan Shaw, James Hagerty, Kristen Masada, Angelene Eunji Won, Ashley Lai, Jisu Shin, Van Le, Brenton Phung, Charles Lai, Peter Bota, Aaron Jacobs. Originally published in JMIR Formative Research (https://formative.jmir.org), 20.6.2025.

This is an open-access article distributed under the terms of the Creative Commons Attribution License (https://creativecommons.org/licenses/by/4.0/), which permits unrestricted use, distribution, and reproduction in any medium, provided the original work, first published in JMIR Formative Research, is properly cited. The complete bibliographic information, a link to the original publication on https://formative.jmir.org, as well as this copyright and license information must be included.